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Governing Documents, Related Information and NMS Plans

Securities and Exchange Act of 1934

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NYSE Group, Inc. and NYSE Holdings LLC

Governing documents of NYSE Group, Inc. and NYSE Holdings LLC, parent companies of New York Stock Exchange LLC, NYSE Arca, Inc., NYSE American LLC, NYSE Chicago, Inc., and NYSE National, Inc.:

Seventh Amended and Restated Certificate of Incorporation of NYSE Group

Fourth Amended and Restated Bylaws of NYSE Group

Ninth Amended and Restated Limited Liability Company Agreement of NYSE Holdings LLC

NYSE Chicago Holdings, Inc.

Governing documents of NYSE Chicago Holdings Inc., parent company of NYSE Chicago, Inc.:

Third Amended and Restated Certificate of Incorporation of NYSE Chicago Holdings, Inc.

Third Amended and Restated Bylaws of NYSE Chicago Holdings, Inc.


New York Stock Exchange LLC

Thirteenth Amended and Restated Operating Agreement of New York Stock Exchange LLC

Independence Policy of New York Stock Exchange LLC

NYSE Arca, Inc.

NYSE Arca, Inc. Bylaws and Certificate of Incorporation

NYSE American LLC and NYSE Amex Options LLC

Twelfth Amended and Restated Operating Agreement of NYSE American LLC

Amended and Restated Limited Liability Company Agreement of NYSE Amex Options LLC

Amended and Restated Members Agreement of NYSE Amex Options LLC

Thirteenth Amended and Restated Operating Agreement of New York Stock Exchange LLC

Third Amended and Restated Certificate of Incorporation of NYSE Market (DE), Inc.

Independence Policy of NYSE American LLC

NYSE Chicago, Inc.

Second Amended and Restated By-Laws of NYSE Chicago, Inc.

Second Amended and Restated Certification of Incorporation of NYSE Chicago, Inc.

NYSE National, Inc.

Seventh Amended and Restated By-Laws of NYSE National, Inc.

Amended and Restated Certification of Incorporation of NYSE National, Inc.

*The New York Stock Exchange, NYSE Chicago and NYSE National are not parties to this plan.