TPID Firm Name Clearing Number Firm Symbol SHMAX ABN AMRO Clearing USA LLC 695 E29 SHMBX ABN AMRO Clearing USA LLC 813 E30 SHMYX ABN AMRO Clearing USA LLC 695 B72 SHMDX ABN AMRO Clearing USA LLC 396 Q15 SHMEX ABN AMRO Clearing USA LLC 541 Q11 FMGFX ABN AMRO Clearing USA LLC 695 Q31 TRFFX Amex Floor Broker Clearing 0999 PFCLX Apex Clearing Corporation 158 E89 PFSAX Apex Clearing Corporation 158 E54 PFSBX Apex Clearing Corporation 513 B81 ARRBB "Archipelago Securities, LLC" 436 ARRBA "Archipelago Securities, LLC" 436 C01 BCAAX Barclays Capital Inc. 255 E73 BCAYX Barclays Capital Inc. 255 B70 BCABX Barclays Capital Inc. 255 B94 BEVEX Belvedere Trading LLC 695 J75 BEVBX Belvedere Trading LLC 813 E42 BEVCX Belvedere Trading LLC 695 E48 BEVDX Belvedere Trading LLC 695 E96 BEVAX Belvedere Trading LLC 695 E04 BMOAX BMO Capital Markets Corp. 45 Q18 BNPXB BNP Paribas Securities Corp. 230 B26 BNPAX BNP Paribas Securities Corp. 230 E19 BNPYX BNP Paribas Securities Corp. 230 B65 BNPBX BNP Paribas Securities Corp. 230 E16 BNPCX BNP Paribas Securities Corp. 230 C33 MLCAX "BofA Securities, Inc." 161 E32 MLCDX "BofA Securities, Inc." 792 E35 MLCBX "BofA Securities, Inc." 299 E33 MLCGX "BofA Securities, Inc." 792 E92 MLCFX "BofA Securities, Inc." 551 E47 MLCYX "BofA Securities, Inc." 161 B75 MLCHX "BofA Securities, Inc." 161 E93 MLCIX "BofA Securities, Inc." 792 E95 MLCOX "BofA Securities, Inc." 792 Q52 MLCSX "BofA Securities, Inc." 161 B03 MLCTX "BofA Securities, Inc." 792 B13 BULAX "BofA Securities, Inc." 551 E05 GEGAX "BofA Securities, Inc." 552 E11 POXAX "BofA Securities, Inc." 598 E25 PPRAX "BofA Securities, Inc." 552 E15 PROAX "BofA Securities, Inc." 551 E09 PRPAX "BofA Securities, Inc." 540 E23 PRSAX "BofA Securities, Inc." 551 E01 BOFSX "BofA Securities, Inc." 733 D77 CISAX "Capital Institutional Services, Inc." 161 E21 CIBCX CIBC World Markets Corp. 438 Y30 CDGBX Citadel Securities LLC 355 E20 CDGCX Citadel Securities LLC 551 E36 CDGAX Citadel Securities LLC 551 E18 CTIAX Citigroup Global Markets Inc. 505 C51 SSGAX "Clear Street Markets, LLC" 551 Y66 FBCBX Credit Suisse Securities (USA) LLC 355 Q46 CSSAX Credit Suisse Securities (USA) LLC 355 Q60 FBCAX Credit Suisse Securities (USA) LLC 355 E46 CTCAX CTC LLC 551 V04 CTDAX CTC LLC 598 V88 CUTJX "Cutler Group, LLC" 551 C24 BELAQ Dash Financial Technologies LLC 255 Q17 BELAM Dash Financial Technologies LLC 161 Q97 DSHAX Dash Financial Technologies LLC 230 B12 LIQAX Dash Financial Technologies LLC 333 C03 LIQDX Dash Financial Technologies LLC 333 C36 LIQFX Dash Financial Technologies LLC 333 C35 BELAR Dash Financial Technologies LLC 235 A92 BELAZ Dash Financial Technologies LLC 792 Q78 BELAY Dash Financial Technologies LLC 103 Q73 BELAX Dash Financial Technologies LLC 333 E69 DSHBX Dash Financial Technologies LLC 733 Q80 DSHCX Dash Financial Technologies LLC 595 Q83 DPTAX "De Paola Trading, Inc." 0999 V62 DRWBX "DRW Securities, LLC" 598 Y88 DRWAX "DRW Securities, LLC" 10 Y87 DRWWX "DRW Securities, LLC" 551 J53 DRWZX "DRW Securities, LLC" 551 D53 GEBBX "Global Execution Brokers, LP" 552 E91 GEBAX "Global Execution Brokers, LP" 552 E86 GSCAX Goldman Sachs & Co. LLC 5 E40 GSCSX Goldman Sachs & Co. LLC 5 B17 GSCBX Goldman Sachs & Co. LLC 10 C40 GSCCX Goldman Sachs & Co. LLC 200 C67 GPREX "Group One Trading, LP" 551 N26 GPRDX "Group One Trading, LP" 551 Q44 GPRCX "Group One Trading, LP" 551 Q41 GPRAX "Group One Trading, LP" 551 V05 GPRBX "Group One Trading, LP" 551 M38 GTSAX GTS Securities LLC 10 E83 HEXAX Hamilton Executions L.L.C. 0999 V55 PFTAX "HAP Trading, LLC" 551 V96 HRTAX HRT Financial LP 695 Q55 HRTBX HRT Financial LP 695 Q65 HSBBX HSBC Securities (USA) Inc. 323 E56 HSBAX HSBC Securities (USA) Inc. 816 E55 IMCAX "IMC Chicago, LLC, DBA IMC Financial Markets" 10 V13 IMCBX "IMC Chicago, LLC, DBA IMC Financial Markets" 10 U31 IMCCX "IMC Chicago, LLC, DBA IMC Financial Markets" 10 U32 INSAX "Instinet, LLC" 158 V83 INSBX "Instinet, LLC" 67 Q36 IBKAX Interactive Brokers LLC 17 E08 JPMAX J.P. Morgan Securities LLC 352 E14 JPMBX J.P. Morgan Securities LLC 352 E90 BSSAX J.P. Morgan Securities LLC 352 E10 BSSYX J.P. Morgan Securities LLC 352 B66 JANEX "Jane Street Capital, LLC" 551 C43 JSOAX "Jane Street Options, LLC" 551 V07 JSOBX "Jane Street Options, LLC" 551 V12 JFCAX Jefferies LLC 19 E85 MTRCX "Matrix Executions, LLC" 541 V66 MTRAX "Matrix Executions, LLC" 233 V77 MTRBX "Matrix Executions, LLC" 352 V78 ITGAX "Matrix Executions, LLC" 695 V46 MTRDX "Matrix Executions, LLC" 230 V99 MSCAX Morgan Stanley & Co. LLC 50 E63 MSCBX Morgan Stanley & Co. LLC 50 B60 MSCCX Morgan Stanley & Co. LLC 50 B83 MSBAX Morgan Stanley Smith Barney LLC 15 Q34 NFSBX National Financial Services LLC 226 Q27 NFSAX National Financial Services LLC 226 E61 NFSYX National Financial Services LLC 226 B63 NMRAX "Nomura Securities International, Inc." 180 V95 NMRYX "Nomura Securities International, Inc." 180 B78 OPCAX "Oppenheimer & Co., Inc." 571 E58 OPCYX "Oppenheimer & Co., Inc." 571 B73 OPTAX Optiver US LLC 10 Q10 OPTBX Optiver US LLC 813 Q28 OPTDX Optiver US LLC 695 J37 OGRAX "Oscar Gruss & Son, Incorporated" 792 E52 PEFAX Peak6 Capital Management LLC 10 E38 PEFBX Peak6 Capital Management LLC 513 E74 PERAX Pershing LLC 443 E39 PERYX Pershing LLC 443 B74 PTRPX "PTR, Inc." 0999 V30 RJLAX "Raymond James & Associates, Inc." 725 E72 RBCAX "RBC Capital Markets, LLC" 235 E71 RBCBX "RBC Capital Markets, LLC" 235 E88 GELPA "RBC Capital Markets, LLC" 235 Q48 RBCDX "RBC Capital Markets, LLC" 235 E65 RBCCX "RBC Capital Markets, LLC" 235 Q88 CMPAX "RQD* Clearing, LLC" 233 E28 SCBAX "Sanford C. Bernstein & Co., LLC" 13 E66 SGAAX "SG Americas Securities, LLC" 286 E68 PCASX "SG Americas Securities, LLC" 608 Q21 NEFOA "SG Americas Securities, LLC" 608 A90 PCAAX "SG Americas Securities, LLC" 608 E78 PCABX "SG Americas Securities, LLC" 659 E79 SIMPD "Simplex Trading, LLC" 695 D65 SIMPA "Simplex Trading, LLC" 695 D47 SIMPU "Simplex Trading, LLC" 551 U02 SIMPV "Simplex Trading, LLC" 551 D87 SRTAX SRT Securities LLC 0999 Q70 STNAX Stifel Nicolaus & Company Incorporated 793 E62 SUMAX "Sumo Capital, LLC" 10 Y37 SUMBX "Sumo Capital, LLC" 10 S93 SQSDX "Susquehanna Securities, LLC" 551 V74 SQSBX "Susquehanna Securities, LLC" 551 B98 SQSAX "Susquehanna Securities, LLC" 551 V09 MASAX TradeMas Inc. 0999 V22 ZROAX "TradeZero America, Inc." 0999 V65 TSIGB "Two Sigma Securities, LLC" 551 D48 TSIGA "Two Sigma Securities, LLC" 551 D42 PWJAX UBS Financial Services Inc. 221 E59 UBSAX UBS Securities LLC 642 E70 UBSYX UBS Securities LLC 642 B76 VALCX Virtu Americas LLC 695 U06 VALAX Virtu Americas LLC 695 L32 VALBX Virtu Americas LLC 695 U05 VISXA Vision Financial Markets LLC 595 Y19 WALBX "Walleye Trading, LLC" 10 E60 WALLX "Walleye Trading, LLC" 10 E94 WNCAX "Wedbush Securities, Inc." 103 E43 FIRAX "Wells Fargo Clearing Services, LLC" 141 E67 WFSAX "Wells Fargo Securities, LLC" 250 A98 WEXDX "Wolverine Execution Services, LLC" 365 Q74 WEXAX "Wolverine Execution Services, LLC" 10 V21 WEXBX "Wolverine Execution Services, LLC" 200 Q71 SLXAX "Wolverine Trading, LLC" 551 Q08 SLWAX "Wolverine Trading, LLC" 10 V20 SLWAY "Wolverine Trading, LLC" 10 V19 SLZAX "Wolverine Trading, LLC" 10 J92 SLBAX "Wolverine Trading, LLC" 10 J69 SLWAA "Wolverine Trading, LLC" 551 C15 SLWAB "Wolverine Trading, LLC" 551 C21 SLWAC "Wolverine Trading, LLC" 10 C22 SLWAD "Wolverine Trading, LLC" 10 C23 SLWAE "Wolverine Trading, LLC" 10 C27 SLWAF "Wolverine Trading, LLC" 10 C28 SLWAG "Wolverine Trading, LLC" 10 C29 SLWAH "Wolverine Trading, LLC" 10 C44 XFAAX "X-Change Financial Access, LLC" 7 A31 AGSAX XR Securities LLC 10 V01