The fully-electronic NYSE National will trade more than 8,000 exchange-listed equity securities on an unlisted trading privileges basis. NYSE National will deliver the advantages of significant transparency, tremendous speed, and both displayed and dark liquidity.
Apply for Membership to any, or all, of our five Exchanges, across equities and options, by completing one form.
Membership is available to SEC registered broker-dealers who have obtained a self-regulatory organization (SRO) and have an established connection to a clearing firm. Individual investors are not eligible.
Broker Dealers interested in obtaining Membership in order to trade directly on any one of our Exchanges must complete the NYSE Membership Application and Master User Agreement.
When submitting the Membership Application and all supporting documentation please send via email to Client Relationship Services at [email protected]. Please ensure all attachments are clearly labeled.
Once the necessary Forms have been submitted, you can begin the connectivity process right away. Firms can connect to our markets directly or through a Service Bureau in a number of different ways.
Contact Client Relationship Services using the "Contact Us" button above to explore your options.
NYSE Membership Application
To be completed by an Applicant seeking Membership to any NYSE Exchange or if the Applicant is seeking to add a new type of business on an NYSE Exchange.
Application for Market Maker Registration
To be completed by Applicants seeking to conduct Market Maker activities on any NYSE Exchange.
Master User Agreement
User Agreement to be completed by all Member Firms and NYSE Entities.
NYSE Authorized Trader Form
To be completed by all Member Firms connecting to the NYSE Pillar platform to identify personnel authorized to conduct business with the NYSE Trading Operations Desk.
To be completed by an entity registering as an Approved Person.
Equities Clearing Letter of Consent
Agreement to be completed between a Member and a Clearing Member wishing to establish a new clearing relationship on any Equities Exchange.
Application for Individual Registration and Non-Registered Associated
Person (NRF) Designation
To be completed by Individuals seeking Exchange approval as a Clerk, Floor Broker, Floor Employee, Institutional Broker, Market Maker, Nominee or Voting Designee on any NYSE Exchange.
NYSE National Market Maker Orientation
The Market Maker Orientation is an introduction to NYSE National Market Maker access, obligations, requirements and order types. Please review and certify that you have completed and understand the policies and procedures set forth in the Market Maker Orientation by signing the last page of the PowerPoint and returning it to Client Relationship Services. NYSE National will review this document upon receipt, and Market Maker Registration becomes effective when the applicant receives approval notice from the NYSE National.
Membership Fees can be found in our Price List: NYSE National Trading Fees
A Market Maker is an ETP holder or firm that has registered with NYSE National to trade securities. Member firms can register as Market Makers in securities they continuously quote.