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Trading Information

Authorized Trader Submission

NYSE American ETP holders are required to submit via email any changes to their list of personnel authorized to conduct business over the phone with the NYSE Trading Operations Desk. Services affected include oral requests for:

  • Order cancellations and bulk cancellations
  • Firm or line ID execution reports
  • Order status and order history
  • Any other firm-sensitive information.

Fill out ATS form online

In the event that the website is not accessible, customers may submit an email request using the form below.

Authorized Trader Submission Form

Trade Ops Portal (TOP)

Members can now access a free web-based tool to manage their interactions with NYSE's markets. The tool offers new functionality for clients trading on all NYSE Group markets.

Information about TOP and how to access the tool is available here.

Options Pre-Trade and Post-Trade Risk Controls

NYSE American Options and NYSE Arca Options (the "Exchanges") are committed to providing participants an efficient and transparent environment in which to trade options. Both markets offer functionality to help participants mitigate risk related to the trading environment.


  • Pre-Trade Reject Triggers
  • Trading Parameter Protections
  • Cancels and Takedowns
  • Activity-Based Risk Mitigation
  • Optional Connectivity Controls

Details are listed in the USER GUIDE below. Please note that this document is provided as a summary for reference purposes only. For specific details regarding the functioning of any NYSE American Options or NYSE Arca Options risk control mechanism, please refer to Exchange rules or contact an NYSE representative.

User Guide

CUBE Price Improvement Auction

Electronic price improvement auction mechanism for simple and complex paired orders of any size.

Learn more